Edward Jones
Edward D. Jones & Co., Lp
12555 Manchester Road
Saint Louis, MO 63131-3729
http://www.edwardjones.com
CFO
Steve Novik joined Edward Jones in 1983 as a principal in the
Accounting and Finance area. Since joining the firm, Novik has had
responsibility for all major aspects of the firm’s accounting and
finance functions. He is the chief financial officer and has
responsibility for the firm’s real estate and administrative services.
Prior to joining the firm, Novik was a partner with the national
accounting firm of Main Hurdmann, now KPMG Peat Marwick.
Novik graduated from the University of Missouri–St. Louis in 1972,
earning a B.S.B.A. degree. He received his MBA from Washington
University in St. Louis two years later. Novik is a CPA in Missouri and
Illinois.
http://www.edwardjones.com/cgi/getData.cgi?file=/pdf/bios/novik.pdf
Showing posts with label CFO. Show all posts
Showing posts with label CFO. Show all posts
Sunday, March 23, 2008
Saturday, March 22, 2008
Nelson Chai
Merrill Lynch
CFO
December 3, 2007
Merrill Lynch & Co. Monday named Nelson Chai executive vice president and chief financial officer.
Chai has been executive vice president and CFO of NYSE Euronext and its predecessor company NYSE Group, Inc., since January 2006 and was CFO of Archipelago Holdings from 2000 to 2005. He will officially join Merrill in one week, on December 10.
Prior to joining Archipelago in June 2000, Chai was senior vice president of business development and a member of the executive committee of Dade Behring, Inc., a manufacturer of medical diagnostics products.
Chai succeeds Jeffrey N. Edwards, who has been Merrill's CFO since 2005. Edwards, who was responsible for the firm's market and credit risk management — including the collateralized debt obligation portfolio that accounted for much of the firm's losses — reportedly offered to resign after CEO Stan O'Neal was ousted in October, but the board declined his offer. The company said he will assume a new operating role at Merrill Lynch, to be announced shortly.
http://www.cfo.com/article.cfm/10239218?f=related
CFO
December 3, 2007
Merrill Lynch & Co. Monday named Nelson Chai executive vice president and chief financial officer.
Chai has been executive vice president and CFO of NYSE Euronext and its predecessor company NYSE Group, Inc., since January 2006 and was CFO of Archipelago Holdings from 2000 to 2005. He will officially join Merrill in one week, on December 10.
Prior to joining Archipelago in June 2000, Chai was senior vice president of business development and a member of the executive committee of Dade Behring, Inc., a manufacturer of medical diagnostics products.
Chai succeeds Jeffrey N. Edwards, who has been Merrill's CFO since 2005. Edwards, who was responsible for the firm's market and credit risk management — including the collateralized debt obligation portfolio that accounted for much of the firm's losses — reportedly offered to resign after CEO Stan O'Neal was ousted in October, but the board declined his offer. The company said he will assume a new operating role at Merrill Lynch, to be announced shortly.
http://www.cfo.com/article.cfm/10239218?f=related
Colm Kelleher
Morgan Stanley
CFO
Colm Kelleher
Mr. Kelleher, 49, currently Head of Global Capital Markets, joined Morgan Stanley in 1989 and has served in a variety of positions of increasing responsibility in the U.S. and Europe. Mr. Kelleher was Co-Head of Fixed Income in Europe and led that region’s highly successful client coverage group. He also helped establish Morgan Stanley’s leading European Financial Institutions business. Before joining Morgan Stanley, he spent four years at Arthur Anderson in London, UK, where he qualified as a Chartered Accountant in 1983. He graduated from Oxford University.
May 01 2007 | New York
Morgan Stanley (NYSE: MS) today announced that David H. Sidwell, Executive Vice President and Chief Financial Officer, has decided to retire from the Firm at the end of 2007. Colm Kelleher, who currently serves as the Head of Global Capital Markets, will replace Mr. Sidwell. Mr. Kelleher will join the Firm’s Management Committee and report to Chairman and Chief Executive Officer John J. Mack. Christopher Carter, who is currently Vice Chairman of Institutional Securities, will succeed Mr. Kelleher as Head of Global Capital Markets.
Mr. Sidwell, 54, joined Morgan Stanley in 2004. He has played a vital role in developing the Firm’s strategic growth plan and communicating it to the investment community. He also has played an important part in Morgan Stanley’s efforts to improve its risk-taking and capital allocation, which has helped the Firm deliver record financial performance in recent quarters.
Mr. Mack said, “David Sidwell has been a key member of our management team at Morgan Stanley and has helped lead the Firm through a period of significant change. His focus, insight and integrity have earned him tremendous credibility – both within Morgan Stanley and throughout the investment community. David informed me last year of his intention to retire, but agreed to stay on through the end of 2007 to ensure a smooth transition. I am pleased that in the months ahead, he will be working closely with Colm to help continue our positive momentum.”
Mr. Mack continued, “Colm Kelleher has proven himself a major asset to Morgan Stanley over the past 19 years, not only in his current role as Head of Global Capital Markets, but also as Co-Head of Fixed Income in Europe. He has been a leader in building client coverage teams and in advocating the further uniting of equity and debt capital markets. His experience as a business leader, combined with his training and expertise as a Chartered Accountant and his commitment to Morgan Stanley, make him extremely well-suited to serve in this critically important role.”
Mr. Sidwell said, “It has been a privilege to work with the talented team at Morgan Stanley, and play a part in our efforts to re-energize the Firm, improve its financial performance and lay a strong foundation for future profitable growth. Colm Kelleher brings a valuable business and client perspective along with accounting experience to the CFO post, and I look forward to working with him in the months ahead to continue building on Morgan Stanley’s success.”
David H. Sidwell
Mr. Sidwell joined Morgan Stanley in March, 2004 as Executive Vice President and Chief Financial Officer. He came to Morgan Stanley from JP Morgan Chase, where he had worked since 1984. He was the Controller of JPMorgan before its merger with Chase. Prior to that, he spent nine years with PricewaterhouseCoopers, both in New York and London. He graduated from Cambridge University in England in 1975 and is a Chartered Accountant.
http://www.morganstanley.com/about/press/articles/4829.html
CFO
Colm Kelleher
Mr. Kelleher, 49, currently Head of Global Capital Markets, joined Morgan Stanley in 1989 and has served in a variety of positions of increasing responsibility in the U.S. and Europe. Mr. Kelleher was Co-Head of Fixed Income in Europe and led that region’s highly successful client coverage group. He also helped establish Morgan Stanley’s leading European Financial Institutions business. Before joining Morgan Stanley, he spent four years at Arthur Anderson in London, UK, where he qualified as a Chartered Accountant in 1983. He graduated from Oxford University.
May 01 2007 | New York
Morgan Stanley (NYSE: MS) today announced that David H. Sidwell, Executive Vice President and Chief Financial Officer, has decided to retire from the Firm at the end of 2007. Colm Kelleher, who currently serves as the Head of Global Capital Markets, will replace Mr. Sidwell. Mr. Kelleher will join the Firm’s Management Committee and report to Chairman and Chief Executive Officer John J. Mack. Christopher Carter, who is currently Vice Chairman of Institutional Securities, will succeed Mr. Kelleher as Head of Global Capital Markets.
Mr. Sidwell, 54, joined Morgan Stanley in 2004. He has played a vital role in developing the Firm’s strategic growth plan and communicating it to the investment community. He also has played an important part in Morgan Stanley’s efforts to improve its risk-taking and capital allocation, which has helped the Firm deliver record financial performance in recent quarters.
Mr. Mack said, “David Sidwell has been a key member of our management team at Morgan Stanley and has helped lead the Firm through a period of significant change. His focus, insight and integrity have earned him tremendous credibility – both within Morgan Stanley and throughout the investment community. David informed me last year of his intention to retire, but agreed to stay on through the end of 2007 to ensure a smooth transition. I am pleased that in the months ahead, he will be working closely with Colm to help continue our positive momentum.”
Mr. Mack continued, “Colm Kelleher has proven himself a major asset to Morgan Stanley over the past 19 years, not only in his current role as Head of Global Capital Markets, but also as Co-Head of Fixed Income in Europe. He has been a leader in building client coverage teams and in advocating the further uniting of equity and debt capital markets. His experience as a business leader, combined with his training and expertise as a Chartered Accountant and his commitment to Morgan Stanley, make him extremely well-suited to serve in this critically important role.”
Mr. Sidwell said, “It has been a privilege to work with the talented team at Morgan Stanley, and play a part in our efforts to re-energize the Firm, improve its financial performance and lay a strong foundation for future profitable growth. Colm Kelleher brings a valuable business and client perspective along with accounting experience to the CFO post, and I look forward to working with him in the months ahead to continue building on Morgan Stanley’s success.”
David H. Sidwell
Mr. Sidwell joined Morgan Stanley in March, 2004 as Executive Vice President and Chief Financial Officer. He came to Morgan Stanley from JP Morgan Chase, where he had worked since 1984. He was the Controller of JPMorgan before its merger with Chase. Prior to that, he spent nine years with PricewaterhouseCoopers, both in New York and London. He graduated from Cambridge University in England in 1975 and is a Chartered Accountant.
http://www.morganstanley.com/about/press/articles/4829.html
Erin Callan
CFO
Lehman Brothers Holdings Inc.,
Erin Callan is chief financial officer and an executive vice president of Lehman Brothers Holdings Inc., a position she has held since December 2007. Ms. Callan is also a member of Lehman Brothers' Executive Committee.
As chief financial officer, Ms. Callan oversees the Firm's finance organization, including Financial Control, Investor Relations, Planning and Analysis, Product Control, Tax, and Treasury.
Ms. Callan joined Lehman Brothers in 1995. During her tenure at the Firm, she has served in various leadership roles across the Investment Banking Division, including head of the Investment Banking Global Hedge Fund Coverage group. This group was launched to address the changing landscape of asset managers and the increasing strategic significance of hedge funds to investment banks. In this capacity, Ms. Callan was the lead banker for several landmark transactions.
Prior to assuming her hedge fund coverage role in 2006, Ms. Callan led Lehman Brothers Global Finance Solutions group and Global Finance Analytics group. These teams acted as think tanks for the Firm's investment banking practices and developed innovative capital markets solutions for clients.
Before joining Lehman Brothers, Ms. Callan was an associate at the law firm of Simpson Thacher & Bartlett in New York.
Ms. Callan holds an A.B. magna cum laude from Harvard College and a J.D. from New York University School of Law.
http://www.lehman.com/who/bios/
(20.5.2008)
26 Sep 2007
Lehman Brothers, the global investment bank, has announced that Erin Callan will assume the role of Chief Financial Officer.
As CFO, Erin Callan will oversee the Firm’s Finance organization, including treasury, tax and financial control and reporting, and will join the Lehman Brothers’ Executive Committee. She joined Lehman Brothers in 1995 and was named a managing director in June 2000. She is currently responsible for heading Global Hedge Fund Coverage, a new initiative since early 2006 within the Investment Banking Division. Prior to assuming this role, she headed Lehman Brothers’ Global Finance Solutions Group and Global Finance Analytics Group within Investment Banking and has distinguished herself by her deep financial acumen and strong client relationships.
http://www.taxgrotto.com/2007/09/26/eric-callan-new-cfo-at-lehman-brothers/
On risk management and role of CFOs
http://www.cfoasia.com/archives/200803-09.htm
Lehman Brothers Holdings Inc.,
Erin Callan is chief financial officer and an executive vice president of Lehman Brothers Holdings Inc., a position she has held since December 2007. Ms. Callan is also a member of Lehman Brothers' Executive Committee.
As chief financial officer, Ms. Callan oversees the Firm's finance organization, including Financial Control, Investor Relations, Planning and Analysis, Product Control, Tax, and Treasury.
Ms. Callan joined Lehman Brothers in 1995. During her tenure at the Firm, she has served in various leadership roles across the Investment Banking Division, including head of the Investment Banking Global Hedge Fund Coverage group. This group was launched to address the changing landscape of asset managers and the increasing strategic significance of hedge funds to investment banks. In this capacity, Ms. Callan was the lead banker for several landmark transactions.
Prior to assuming her hedge fund coverage role in 2006, Ms. Callan led Lehman Brothers Global Finance Solutions group and Global Finance Analytics group. These teams acted as think tanks for the Firm's investment banking practices and developed innovative capital markets solutions for clients.
Before joining Lehman Brothers, Ms. Callan was an associate at the law firm of Simpson Thacher & Bartlett in New York.
Ms. Callan holds an A.B. magna cum laude from Harvard College and a J.D. from New York University School of Law.
http://www.lehman.com/who/bios/
(20.5.2008)
26 Sep 2007
Lehman Brothers, the global investment bank, has announced that Erin Callan will assume the role of Chief Financial Officer.
As CFO, Erin Callan will oversee the Firm’s Finance organization, including treasury, tax and financial control and reporting, and will join the Lehman Brothers’ Executive Committee. She joined Lehman Brothers in 1995 and was named a managing director in June 2000. She is currently responsible for heading Global Hedge Fund Coverage, a new initiative since early 2006 within the Investment Banking Division. Prior to assuming this role, she headed Lehman Brothers’ Global Finance Solutions Group and Global Finance Analytics Group within Investment Banking and has distinguished herself by her deep financial acumen and strong client relationships.
http://www.taxgrotto.com/2007/09/26/eric-callan-new-cfo-at-lehman-brothers/
On risk management and role of CFOs
http://www.cfoasia.com/archives/200803-09.htm
David Viniar
Goldman Sachs
CFO
22.3.2008
David A. Viniar has been Chief Financial Officer and Executive Vice President of Goldman Sachs Group Inc., since May 1999.
Mr. Viniar has been the Head of Operations, Technology and Finance Division of Goldman Sachs Group Inc., since December 2002.
He serves as Managing Director of Goldman Sachs Group Inc.
Mr. Viniar served as Managing Director and Member of global management committee of The Goldman Sachs Group Inc. He served as Head of the Finance Division and Co-Head of Credit Risk Management and Advisory and Firmwide Risk of Goldman Sachs Group Inc., from December 2001 to December 2002. He was Co-Head of Operations, Finance and Resources from March 1999 to December 2001.
He was Chief Financial Officer of Goldman Sachs Group, LP from March 1999 to May 1999.
From July 1998 to March 1999, he served as Deputy Chief Financial Officer and from 1994 to July 1998, he was Head of Finance, with responsibility for Controllers and Treasury.
From 1992 to 1994, Mr. Viniar was Head of Treasury and prior to that was in the Structured Finance Department of Investment Banking. Mr. Viniaris a member of the Board of Trustees of the Financial Accounting Foundation.
Viniar on risk management [in 2001]
Over the past three years, the Goldman Sachs CFO has developed enhanced assessment models and instituted additional checks and balances. Such meticulous attention to detail earned the 45-year-old finance chief the 2001 CFO Excellence Award for Risk Management. And although Viniar dubs risk management a team effort, he is quick to note that the buck stops with him. "It is my responsibility to know what is going on everywhere in the firm," he says. "If [CEO] Hank Paulson wants to know what our risk is in any area, he shouldn't have to make 10 calls; he should call me."
Lessons from the top cop of risk
http://www.cfo.com/article.cfm/3001277?f=search
September 2007 results announcement
http://us.ft.com/ftgateway/superpage.ft?news_id=fto092020071714434393
CFO
22.3.2008
David A. Viniar has been Chief Financial Officer and Executive Vice President of Goldman Sachs Group Inc., since May 1999.
Mr. Viniar has been the Head of Operations, Technology and Finance Division of Goldman Sachs Group Inc., since December 2002.
He serves as Managing Director of Goldman Sachs Group Inc.
Mr. Viniar served as Managing Director and Member of global management committee of The Goldman Sachs Group Inc. He served as Head of the Finance Division and Co-Head of Credit Risk Management and Advisory and Firmwide Risk of Goldman Sachs Group Inc., from December 2001 to December 2002. He was Co-Head of Operations, Finance and Resources from March 1999 to December 2001.
He was Chief Financial Officer of Goldman Sachs Group, LP from March 1999 to May 1999.
From July 1998 to March 1999, he served as Deputy Chief Financial Officer and from 1994 to July 1998, he was Head of Finance, with responsibility for Controllers and Treasury.
From 1992 to 1994, Mr. Viniar was Head of Treasury and prior to that was in the Structured Finance Department of Investment Banking. Mr. Viniaris a member of the Board of Trustees of the Financial Accounting Foundation.
Viniar on risk management [in 2001]
Over the past three years, the Goldman Sachs CFO has developed enhanced assessment models and instituted additional checks and balances. Such meticulous attention to detail earned the 45-year-old finance chief the 2001 CFO Excellence Award for Risk Management. And although Viniar dubs risk management a team effort, he is quick to note that the buck stops with him. "It is my responsibility to know what is going on everywhere in the firm," he says. "If [CEO] Hank Paulson wants to know what our risk is in any area, he shouldn't have to make 10 calls; he should call me."
Lessons from the top cop of risk
http://www.cfo.com/article.cfm/3001277?f=search
September 2007 results announcement
http://us.ft.com/ftgateway/superpage.ft?news_id=fto092020071714434393
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